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Interface free energy
Charles Pfister (2010), Scholarpedia, 5(2):9218. | doi:10.4249/scholarpedia.9218 | revision #136943 [link to/cite this article] |
Interface free energy is the contribution to the free energy of a system due to the presence of an interface separating two coexisting phases at equilibrium. It is also called surface tension. The content of the article is the definition and main properties of the interface free energy from first principles of statistical mechanics.
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Interface free energy in statistical mechanics
Definition of the interface free energy
Consider a physical system at equilibrium in a vessel V at a first order phase transition point with bulk phases A and B\ . The interface is the common boundary of the two phases when they coexist in V\ . At the macroscopic scale, when the length of the vessel V is the reference length, a flat interface perpendicular to a unit vector {\mathbf n} is described mathematically by a plane perpendicular to {\mathbf n}\ ; above this plane the state of the system is specified by the value of the order-parameter of one of the phases, and below by that of the other phase. The interface free energy \tau({\mathbf n}) is the free energy of that interface (per unit area). The way of defining \tau({\mathbf n}) is quite general and can be applied in principle to most systems; its origin can be traced back to the monumental work of J.W. Gibbs, On the Equilibrium of Heterogeneous Substances (1875-1878). The basic postulate is that the various contributions to the overall free energy F(V) (taking into account the interactions of the system with the walls) can be separated into the bulk free energy, which is proportional to the volume of V\ , and a term proportional to the surface of V (up to a negligible correction term). Thus, at a point of first order phase transition, when only phase A is present, F_A(V)=-\frac{1}{\beta}\ln Z_A(V)=f_{{\rm bulk} }(A)|V| + f_{{\rm wall} }(A)|\partial V|+ o(|\partial V|)
An obvious difficulty is that \tau({\mathbf n}) is defined only
when there is phase coexistence. This is why in many situations one proceeds differently in Physics. One models directly the interface in order to bypass these problems and then the interface free energy is simply identified with the free energy of the model for which one has standard methods for evaluating it. This is often an adequate way to proceed, but it cannot be applied always, for example when one is studying how the coexisting phases are spatially distributed inside the vessel V\ .
Macroscopic states and interface free energy in Ising model
The ideas of the preceding section are implemented for the Ising model for which the mathematical results are the most complete. We expose the main results for three-dimensional Ising model. The two-dimensional case is also of interest. The model is defined on \Lambda_{LM}:=\{t=(t_1,t_2,t_3)\in{\mathbf Z}^3\,{:}\; \max(|t_1|,|t_2|)\leq L\,,\;|t_3|\leq M \}.
From now on the external magnetic field h=0 and \beta>\beta_c(3)\ .
The coarse-grained description of the model at the macroscopic scale is obtained by taking the macroscopic limit. In this limit the state of the system is given by a magnetization profile.
Let 0<a<1 and for simplicity set L=M\ ; the set \Lambda_{LL} is partitioned into cubic cells C_i of linear size L^a and the averaged
magnetization over C_i is
m_{C_i}(\underline{\sigma}):=|C_i|^{-1}\sum_{t\in C_i}\sigma(t).
the interactions with the walls favor the bulk phase with positive spontaneous magnetization m^*(\beta)\ , respectively negative magnetization -m^*(\beta)\ . In the macroscopic limit the probability measure on the density profiles becomes concentrated on the unique magnetization profile \rho(x)\equiv m^*(\beta)\ , respectively \rho(x)\equiv -m^*(\beta)\ , for any value of J^\prime>0\ ; this constant profile describes the macroscopic state of the +-phase, respectively --phase, of the model. A mixed boundary condition is related to the emergence of a planar interface perpendicular to {\mathbf n}=(n_1,n_2,n_3)\ , \eta^{\mathbf n}(t):=+1\quad \text{if}\; t_1n_1+t_2n_2+t_3n_3\geq 0\quad\text{and}\quad \eta^{\mathbf n}(t):=-1\quad \text{if}\; t_1n_1+t_2n_2+t_3n_3< 0.
One can prove:
- the limit (2) is independent on J^\prime\geq J\ ;
- for \beta>\beta_c(3) the function \tau({\mathbf n}) verifies the basic properties 1), 2) and 3) of an interface free energy (see below, next section);
- in the macroscopic limit the measure on the density profiles is concentrated on the unique magnetization profile
\rho_{{\mathbf n} }(x):=+ m^*(\beta)\;\text{if}\; x\; \text{is above}\; \pi({\mathbf n})
\quad\text{and}\quad
\rho_{{\mathbf n} }(x):=-m^*(\beta)\;\text{if}\; x\; \text{is above}\; \pi({\mathbf n})\,.
The condition J^\prime\geq J is important, because for some values of J^\prime<J and \beta the physics near the walls of the system is different: a surface phase transition may take place and portions of the interface may be pinned to the walls. As a consequence of this phenomenon, in the macroscopic limit the interaction of the system with the walls given by \eta^{\mathbf n} may not induce an interface perpendicular to {\mathbf n}. For example, in the two-dimensional case, the macroscopic state may have an interface making an angle with the vertical walls of the vessel, whose value is given by the Young-Herring equation, so that (2) may not be equal to \tau({\mathbf n})\ , or, if J^\prime is small enough and the macroscopic box is a square, then the whole interface may even be pinned to the walls so that there is no interface through the macroscopic box and the magnetization profile is constant, either equal to m^*(\beta) or to -m^*(\beta)\ . In such cases the limit (2) depends on J^\prime\ . The condition J^\prime\geq J has a simple physical interpretation; it ensures that the walls of the box V are in the complete wetting regime, so that the interface cannot be pinned to the walls. In the literature the standard choice for ferromagnetic models is J^\prime=J\ , so that (2) gives the correct definition of \tau({\mathbf n})\ . These results illustrate the fact that one must avoid the possibility of pinning the interface to the walls when using definition (1). On the other hand any wall interactions, which induce a macroscopic state with an interface perpendicular to {\mathbf n} and such that otherwise (1) is independent of the chosen interactions, are admissible for defining the interface free energy.
Several other definitions for \tau({\mathbf n}) have been proposed for the Ising or similar models. Most of them involve a ratio of partition functions and are based on the same pattern leading to (2) (see references below). A possibility of avoiding the above problem with the walls is to suppress (partially) the walls of the system by taking (partial) periodic boundary conditions. Then one imposes a condition implying the existence of a single planar interface perpendicular to {\mathbf n}\ . There are also variants of (2) where one considers a box \Lambda_{LM} instead of \Lambda_{LL} and take first the limit M\rightarrow\infty before taking L\rightarrow\infty\ . When J^\prime<J this limit may give a different answer as the limit (2). On the other hand, if J^\prime\geq J\ , then one can take the limits in any order, first L\rightarrow\infty and then M\rightarrow\infty or vice-versa, or simultaneously L\rightarrow\infty and M\rightarrow\infty\ . The reason is that the walls are in the complete wetting regime and the interface is not pinned to the walls.
The surface tension for the two-dimensional Ising model can be computed exactly. Onsager computed it for {\mathbf n}=(0,1)\ , \beta\tau((0,1))=2(K-K^*)\,,\;\beta>\beta_c(2)\quad\text{and}\quad \tau((0,1))=0\,,\;\text{otherwise,}
Basic properties of the interface free energy
Convexity of the interface free energy
Assume that {\tau}({\mathbf n})>0 for each unit vector {\mathbf n} is given. By convention \tau({\mathbf n})\ , with \|{\mathbf n}\|=1\ , is the physical value of the interface free energy of an interface perpendicular to {\mathbf n}\ . It is convenient to extend the definition of \tau to any {\mathbf x}\ , as a positively homogeneous function, by setting \tau({\mathbf x}):=\|{\mathbf x}\|\tau({\mathbf x}/\|{\mathbf x}\|)\,.
Let \langle\,{\mathbf x}|{\mathbf y}\,\rangle:=x_1y_1+x_2y_2+x_3y_3 be Euclidean scalar product. The convex set W_\tau\ , which is the intersection of the half-spaces H({\mathbf n})=\{{\mathbf x}\,:\,\langle\,{\mathbf x}|{\mathbf n}\,\rangle\leq \tau({\mathbf n})\}\ , W_\tau=\{{\mathbf x}\,{:}\; \langle\, {\mathbf x}|{\mathbf n}\,\rangle\leq \tau({\mathbf n})\,,\;\forall\, {\mathbf n}\},
The main property of an interface free energy is its convexity: for two distinct phases A and B at equilibrium, the interface free energy is a continuous convex function, which is positive and sublinear, that is
- \tau({\mathbf x})>0\quad {\mathbf x}\not=0\ ,
- \tau(t{\mathbf x})=t\, \tau({\mathbf x})\quad\forall \,{\mathbf x} and all t\geq 0\ ,
- \tau({\mathbf x}+{\mathbf y})\leq\tau({\mathbf x})+\tau({\mathbf y})\quad \forall \,{\mathbf x},{\mathbf y}\ .
By a classical result of Minkowski the interface free energy \tau is the support function of the convex set W_\tau\ , that is \tau({\mathbf x})=\sup\{\langle\,{\mathbf x}|{\mathbf y}\,\rangle\,{:}\; {\mathbf y}\in W_\tau\}\,.
The next simple thermodynamical argument shows the convexity of \tau\ . Let {\mathcal P} be a right prism whose base is a triangle with vertices a,b,c and whose length L is very large. Let \ell_0\ , respectively \ell_1\ , \ell_2\ , be the side of the triangle opposite to the vertex c\ , respectively b\ , a\ .
The length of the side \ell_i is |\ell_i| and {\mathbf n}_i is the outward unit normal to \ell_i (in the plane of the triangle), so that |\ell_0|{\mathbf n}_0+|\ell_1|{\mathbf n}_1+|\ell_2|{\mathbf n}_2=0.
Since \tau has been defined as a positively homogeneous function, it is immediate to see that for all choices of {\mathbf n}_1\ , {\mathbf n}_2\ , \ell_1 and \ell_2 (3) is equivalent to \tau({\mathbf x}+{\mathbf y})\leq\tau({\mathbf x})+\tau({\mathbf y})\quad \forall \,{\mathbf x},{\mathbf y}.
By definition an interface perpendicular to {\mathbf n} is thermodynamically stable if \tau({\mathbf x}+{\mathbf y})<\tau({\mathbf x})+\tau({\mathbf y})\quad \forall \,{\mathbf x},{\mathbf y}\; \text{linearly independent, such that}\; {\mathbf x}+{\mathbf y}={\mathbf n}\,.
Stable interfaces and polar set of the equilibrium shape
Assume that \tau is given, verifying properties 1), 2) and 3) above (but not necessarily that \tau({\mathbf n})=\tau(-{\mathbf n})). Under these assumptions W_\tau is a bounded closed convex set with 0 as an interior point. In convex analysis there is another natural set associated with W_\tau\ , which is the polar set W^*_\tau\ . It is defined by the dual relationship between non-zero vectors {\mathbf v} and closed half-spaces {\mathbf v}^* containing the origin, {\mathbf v}^*:=\{{\mathbf x}\,{:}\; \langle\,{\mathbf v}|{\mathbf x}\,\rangle\leq 1\}. The polar dual or polar set W^*_\tau of W_\tau is W_\tau^*:=\bigcap\{{\mathbf x}^*\,{:}\; {\mathbf x}\in W_\tau\}= \{{\mathbf u}\,{:}\; \langle\,{\mathbf x}|{\mathbf u}\,\rangle\leq 1\quad\forall\,{\mathbf x}\in W_\tau\}.
It is also a bounded closed convex set with 0 as an interior point and W_\tau=W_\tau^{**}\ . It is not difficult to show that W^*_\tau=\{{\mathbf u}\,{:}\; \tau({\mathbf u})\leq 1\}\quad\text{and}\quad \tau({\mathbf x})=\min\{t\geq 0\,{:}\; {\mathbf x}/t\in W^*_\tau\}\,.
Summary
Provided that one can construct a macroscopic state with a planar interface perpendicular to {\mathbf n}\ , one can use formula (1) to define \tau({\mathbf n})\ . The fundamental property of the interface free energy is that it is a convex function. The interface free energy can be measured experimentally at equilibrium only for the interfaces which are thermodynamically stable. By convention the physical value of the interface free energy \tau({\mathbf n}) is given for a unit vector {\mathbf n}\ . But, using the extension of \tau as an homogeneous function, this function can be interpreted either as the support function of the equilibrium shape W_\tau=\{{\mathbf x}\,{:}\; \langle\,{\mathbf x}|{\mathbf n}\,\rangle\leq \tau({\mathbf n})\,,\;\forall\, {\mathbf n}\}\ , or as the gauge function of W^*_\tau=\{{\mathbf x}\,{:}\; \tau({\mathbf x})\leq 1\}\ . Stable interfaces are labeled by the extremal points of W^*_\tau\ .
Bibliographical notes
(Herring 1953) and (Rotman, Wortis 1984) are reviews of physics on interfaces and equilibrium shapes of crystals. The review (Abraham 1986) is a review about exact results. Comparisons of several definitions of the interface free energy are carefully discussed and references can be found there. The results of the computation of the interface free energy of the two-dimensional Ising model can be found in (Rotman, Wortis 1981). The macroscopic limit for the two-dimensional Ising model and the role of the wetting transition is discussed in (Pfister, Velenik 1999). Mathematical results on wetting phenomenon for Ising systems are in (Fröhlich, Pfister 1987). The up-to-date reference concerning proofs of existence and convexity of surface tension for ferromagnetic models is (Messager et al. 1992). The basic reference for the thermodynamical properties of \tau is (Herring 1951). The argument proving the convexity of \tau is adapted from (Herring 1951). Instead of the polar set Herring uses for studying \tau the surface tension plot, which is the set of points \{{\mathbf x}\,{:}\; {\mathbf x}=\tau({\mathbf n})\,{\mathbf n}\,,\;\|{\mathbf n}\|=1\}\ . This is the standard way of presenting \tau in physics. One gets the surface tension plot from \partial W_\tau^* by an inversion on the unit sphere (or the unit circle in dimension 2). Affine parts of \partial W_\tau^* become spherical parts, or circular parts, of the surface tension plot. The theory of convex sets used for studying the interface free energy and its equilibrium shape is classical and due essentially to Minkowski. A good recent reference is chapters 1 and 2 of (Schneider 1993). An extended version of this article with further references can be found in (Pfister 2009).
References
Abraham D.B. (1986): Surface Structures and Phase Transitions–Exact Results, pp. 1–74 in Phase Transitions and Critical Phenomena vol 10, eds Domb C., Lebowitz J.L., Academic Press, London.
Fröhlich J., Pfister C.-E. (1987): The wetting and layering transitions in the half–infinite Ising model, Europhys. Lett. 3, 845–852.
Herring C. (1951): Some Theorems on the Free Energies of Crystal Surfaces, Phys. Rev. 82, 87–93.
Herring C. (1953): The Use of Classical Macroscopic Concepts in Surface-Energy Problems, pp.5–81 in Structure and Properties of Solid Surfaces, eds. Gomer R., Smith C.S., The University of Chicago Press, Chicago.
Messager A., Miracle-Sole S., Ruiz J. (1992): Convexity Properties of the Surface Tension and Equilibrium Crystals, J. Stat. Phys. 67, 449–470.
Pfister C.-E. (2009): Interface free energy or surface tension: definition and basic properties, arXiv:0911.5232 (2009).
Pfister C.-E., Velenik Y. (1999): Interface, Surface Tension and Reentrant Pinning Transition in the 2D Ising Model, Commum. Math. Phys. 204, 269–312.
Rotman C., Wortis M. (1981): Exact equilibrium crystal shapes at nonzero temperature in two dimensions, Phys. Rev. B 11, 6274–6277.
Rotman C., Wortis M. (1984): Statistical mechanics of equilibrium crystal shapes: Interfacial phase diagrams and phase transitions, Phys. Rep. 103, 59–79.
Schneider R. (1993): Convex Bodies: The Brunn-Minkowski Theory, Encyclopedia of Mathematics and its Applications 44 (chapters 1 and 2), Cambridge University Press, Cambridge.